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Regulatory compliance for financial services companies is ever increasing and over the next few years will affect more firms than ever before, which makes selecting the right IT partner more important than ever before. At Compushare, we understand compliance because, like you, we must also adhere to regulatory compliance requirements, and we perform third-party audits, including SAS-70 type II and the SSAE 16 SOC 2 Type II.

Compushare provides financial services companies, such as investment firms, hedge funds, private equity firms and others, with several compliance benefits, including:

• A team of regulatory compliance experts to help your organization with your compliance needs.

• Extensive compliance knowledge gained from working with 800 financial institution clients, we maintain a portal with all regulatory information continually posted, so your auditors or examiners can have access to all of the information that they need.

• A host of business continuity, disaster recovery, and enterprise-wide recoverability solutions and professional services to ensure you meet regulatory compliance requirements.

• We can help you stay compliant with all the messaging, storage, retrieval, transport, mobility and surveillance per the various regulations including SEC 17a-3 and 17a-4, NASD 3010 and 3110, NYSE 342, 440 and 442 and SEC RIA 204-2 and 206(4)-7.